Tools

Keaton F. Piper, Samuel B. Tomlinson, Gabrielle Santangelo, Joseph Van Galen, Ian DeAndrea-Lazarus, James Towner, Kristopher T. Kimmell, Howard Silberstein, George Edward Vates
  1. Department of Neurosurgery, University of Rochester Medical Center, Rochester, New York, United States

Correspondence Address:
Keaton F. Piper
Department of Neurosurgery, University of Rochester Medical Center, Rochester, New York, United States

DOI:10.4103/sni.sni_306_17

Copyright: © 2017 Surgical Neurology International This is an open access article distributed under the terms of the Creative Commons Attribution-NonCommercial-ShareAlike 3.0 License, which allows others to remix, tweak, and build upon the work non-commercially, as long as the author is credited and the new creations are licensed under the identical terms.

How to cite this article: Keaton F. Piper, Samuel B. Tomlinson, Gabrielle Santangelo, Joseph Van Galen, Ian DeAndrea-Lazarus, James Towner, Kristopher T. Kimmell, Howard Silberstein, George Edward Vates. Risk factors for wound complications following spine surgery. 01-Nov-2017;8:269

How to cite this URL: Keaton F. Piper, Samuel B. Tomlinson, Gabrielle Santangelo, Joseph Van Galen, Ian DeAndrea-Lazarus, James Towner, Kristopher T. Kimmell, Howard Silberstein, George Edward Vates. Risk factors for wound complications following spine surgery. 01-Nov-2017;8:269. Available from: http://surgicalneurologyint.com/surgicalint-articles/risk-factors-for-wound-complications-following-spine-surgery/

Date of Submission
13-Aug-2017

Date of Acceptance
22-Aug-2017

Date of Web Publication
01-Nov-2017

Abstract

Background:Wound complications, including surgical site infections (SSIs) and wound dehiscence, are among the most common complications following spine surgery often leading to readmission. The authors sought to identify preoperative characteristics predictive of wound complications after spine surgery.

Methods:The American College of Surgeons National Surgical Quality Improvement Program database for years 2012–2014 was reviewed for patients undergoing spine surgery, defined by the Current Procedural Terminology codes. Forty-four preoperative and surgical characteristics were analyzed for associations with wound complications.

Results:Of the 99,152 patients included in this study, 2.2% experienced at least one wound complication (superficial SSI: 0.9%, deep SSI: 0.8%, organ space SSI: 0.4%, and dehiscence: 0.3%). Multivariate binary logistic regression testing found 10 preoperative characteristics associated with wound complications: body mass index ≥30, smoker, female, chronic steroid use, hematocrit 3 hours. A risk score for each patient was created from the number of characteristics present. Receiver operating characteristic curves of the unweighted and weighted risk scores generated areas under the curve of 0.701 (95% CI: 0.690–0.713) and 0.715 (95% CI: 0.704–0.726), respectively. Patients with unweighted risk scores >7 were 25-fold more likely to develop a wound complication compared to patients with scores of 0. In addition, mortality rate, reoperation rate, and total length of stay each increased nearly 10-fold with increasing risk score.

Conclusion:This study introduces a novel risk score for the development of wound dehiscence and SSIs in patients undergoing spine surgery, using new risk factors identified here.

Keywords: Spine surgery, surgical site infection, wound dehiscence, wound complication, risk factors

INTRODUCTION

The increasing cost associated with spine surgery is a well-known problem affecting the United States (US) healthcare system; this is becoming more important with the increasing prevalence of spine surgeries. From 2002 to 2007, the rate of complex spine surgery increased almost 15-fold in the Medicare population.[ 10 ] During the first decade of the 21st century, an estimated 3.6 million spine fusions occurred in the US, responsible for $287 billion in healthcare expenses.[ 16 ] Addressing the reducible costs of spine surgery (e.g., preventable complications and readmissions) is critical for promoting healthcare efficiency and improving surgical outcomes.[ 22 25 43 ]

Among the most common postoperative complications associated with readmissions are wound complications, including surgical site infections (SSIs) and dehiscence.[ 2 28 ] Neurosurgical SSIs have been reported as the highest costs of all specialty-based SSIs, on average contributing to a $23,755 per case increase in cost compared to those cases without SSIs.[ 36 ] Expectedly, SSIs in spine surgery have been associated with increased mortality rates, readmission rates, and hospital length of stay (LOS).[ 23 42 ] Similar to SSIs, wound dehiscence is a costly complication reported as the second most common postoperative complication in spinal fusion procedures.[ 16 ]

Given the relatively low percentage of wound infections and dehiscence in spine surgery, it is difficult to develop a cost-effective intervention for reducing these rates. One approach to this problem is to identify patients who are at an increased risk of wound complications and may benefit from more intensive preventative wound care. There have been various effective interventions aimed at reducing wound complications.[ 1 6 9 11 12 ] However, implementation on a wide-scale manner can be costly and time-consuming. At present, the field lacks a robust bedside tool for stratifying wound complication risk at the individual-patient level.

In the present study, we sought to determine preoperative characteristics independently associated with wound complications in patients undergoing spine surgery. Using these factors, we developed a novel risk score for this cohort that may be used to calculate a patient's risk of developing a wound complication including organ-space SSI, deep incisional SSI, superficial SSI, or dehiscence. Further validation of this methodology may allow clinicians to anticipate high-risk cases and adjust perioperative management with the goal of reducing occurrences of wound complications.

MATERIALS AND METHODS

Data acquisition

Data were collected from the National Surgical Quality Improvement Project (NSQIP) dataset during the years 2012–2014. Organized by the American College of Surgeons (ACS), the NSQIP database is a collection of perioperative data sourced from deidentified surgical cases at over 700 hospitals in the US. Data allocation at each participating site is performed by an ACS-trained Surgical Clinician Reviewer (SCR), who collects information in a standardized manner, maintains a degree of separation from the hospital's physicians, and undergoes regular audits.[ 18 ] Over 300 perioperative characteristics are reported for each case and postoperative follow-up is documented for 30 days. The full training and auditing process of the SCRs is detailed at the ACS NSQIP website: https://www.facs.org/quality-programs/acs-nsqip.[ 17 20 ]

Univariate and multivariate analyses

All patients who underwent spine surgery between 2012 and 2014 were identified by the Current Procedural Terminology (CPT) codes [Supplemental Table S1]. Thirty-nine preoperative characteristics from the NSQIP dataset of interest were defined a priori based on potential associations with wound complications [ Table 1 ]. Patients with incomplete datasets in respect to these characteristics were excluded, resulting in 99,152 patients analyzed [ Figure 1 ]. Categorical variables were converted to binary variables prior to analysis using the following criteria: [American Society of Anesthesiologists (ASA) classification score ≥3; Age <45; 45 ≤Age <55; 55 ≤Age <65; Age ≥65 years; operation time >3 hours; BMI <18.5, 18.5–25, 25–30, >30; WBC ≥10,000/μL; hematocrit <38%; platelet count <150,000/μL; dependent functional status; wound classification].[ 4 8 21 33 ] Cases were subdivided by procedure (osteotomies, arthrodesis, instrumentation, use of graft, or procedure for fractures) to analyze for utility of a risk score encompassing all spine surgeries.


Table 1

Summary of univariate analysis results for all wound complications

 

Figure 1

Flow chart of data allocation

 

Four specific wound complications tracked by NSQIP were examined in this study: dehiscence, superficial SSI, deep SSI, and organ-space SSI. To construct a generalizable risk score, a composite binary outcome representing the occurrence of any wound complication was defined. Preoperative characteristics underwent univariate analysis for association with the composite wound complication outcome measure using Chi-square tests and Fischer's exact tests where appropriate. Variables were gated for entry into multivariate modeling using a P value threshold of P = 0.01. These factors were then submitted into a multivariate binary logistical regression model for association with the “any wound complication” composite outcome (entry level = 0.01, exit = 0.05). Statistical significance was determined by using an adjusted α from a Holm-Bonferroni correction. For each factor, odds ratios were calculated. Statistical analysis was performed with a combination of Statistical Analysis Software (SAS Institute Inc., Cary, NC) and Statistical Package for the Social Science (SPSS) software (version 24.0 IBM).

Risk score computation

Ten preoperative characteristics deemed statistically significant by multivariate analysis were used in generating weighted and unweighted risk scores. For the unweighted risk score, each independent risk factor was given a value of 1 when present. The factors were summed to create each individual patient's risk score, ranging from 0 to 10. A weighted risk score was created using adjusted multivariate odds ratios, consistent with previous risk score computations.[ 15 ] Patients were stratified by the unweighted risk score into groups. Those groups with fewer than 100 cases were considered together as a single group which applied to unweighted scores of ≥8. The risk scores and associated wound complications were used to generate a receiver operating characteristic (ROC) curve, and an area under the curve (AUC) was used to assess the predictability of the scoring system. ROC analysis was conducted using MATLAB 2016a scripts and SPSS software (version 24.0 IBM).

RESULTS

In total, 99,152 spine surgery cases with complete datasets were analyzed [ Table 2 ]. The overall wound complication rate in this cohort was 2.2%. Individual wound complication rates were as follows: superficial SSI: 0.9%, deep SSI: 0.8%, organ space SSI: 0.4%, and dehiscence: 0.3%. Of the 292 patients who experienced wound dehiscence, 135 (46%) also had concomitant SSI. The presence of at least one wound complication was associated with an increased 30-day mortality from 0.5% to 0.8%, an increased average postoperative stay from 3 to 6 days, and an increased rate of reoperation from 2.3% to 42%. For all wound complications, the average postoperative day of occurrence was 14 days with a standard deviation (SD) of 9 days (superficial SSI: 16 ± 8; deep SSI: 13 ± 10; organ space SSI: 11 ± 10; dehiscence: 17 ± 8) [ Figure 2 ].


Table 2

Summary of clinical characteristics

 

Figure 2

Postoperative occurrence of wound complication

 

Univariate analysis identified 33 characteristics significantly related to an increased risk of developing a postoperative wound complication [ Table 1 ]. Of those univariate-significant factors, subsequent multivariate analysis using the composite wound complication outcome identified 10 significant independent predictors [ Table 3 ]. No associations were found with spine procedure type when analyzing CPT codes. Weighted and unweighted risk scores created using the 10 predictors exhibited similar performance for classifying patients by the presence of at least one wound complication. Unweighted and weighted risk scores generated ROC AUCs of 0.701 (95% CI: 0.690–0.713) and 0.715 (95% CI: 0.704–0.726), respectively. The unweighted risk score was considered for further analyses due to intuitive clinical applicability and similar performance to the weighted model. When the unweighted risk score was further analyzed (median score = 3, mean = 2.6), we found wound complication rates of 0.7% in those with a risk score of 0 compared to 17.5% in those with a risk score ≥8 [ Table 4 ; Figure 3 ]. An increase in risk score was also associated with increasing rates of mortality, length of stay, and return to the operating room [ Table 5 ]. Among patients with a score of ≥5 (“high risk” group), there was a 4-fold increased rate of wound complication compared to those with a <5 (“low risk” group) [ Table 4 ].


Table 3

Summary of multivariate analysis results for all wound complications

 

Table 4

Increasing risk score and associated rates of wound complications

 

Figure 3

Wound complication incidence by risk score

 

Table 5

Complications associated with increasing risk score

 

DISCUSSION

In this study, we examined preoperative factors associated with postoperative wound complications following spine surgery. Using a sample encompassing nearly 100,000 cases from a national surgical database, we characterized wound complication rates and identified independent predictors associated with the development of at least one wound complication. Further, we implemented a novel scoring system for stratifying preoperative risk and demonstrated its performance among our sample. This study provides the largest to-date analysis of SSIs and dehiscence in spine surgery. Patient characteristics and wound complication rates [ Table 2 ] were similar to other spine surgery cohorts with wound complication rates of 0.2–4.2%.[ 19 23 31 38 41 ]

Several of the characteristics have previously been reported as potential risk factors for SSI or dehiscence in specific spine surgeries. For example, a recent study of posterior cervical spine surgery identified BMI >35 kg/m2, chronic steroid use, prolonged operation time, hematocrit <33%, and ASA class >2 as independent risk factors for postoperative SSI.[ 37 ] Other studies have found smoking to be correlated with superficial, deep, and organ space SSI.[ 23 29 32 ] Interestingly, some factors previously found to be associated with SSI in spine surgery including chronic hypertension and diabetes mellitus were not significant here.[ 29 ] This discrepancy may be due to differing definitions of these variables, the larger sample size used in this study, or changes in population characteristics over time.

Our study is the first to identify risk factors for all wound complications including dehiscence and SSIs in patients undergoing spine surgery. For wound complications, specific factors such as inpatient status and emergent case classification are first reported here. Although some risk factors associated with dehiscence have been published previously in relation to other types of surgery, they have not been associated with wound complications specifically after spine surgery.[ 3 5 34 ] While our study does not include postoperative characteristics that may be associated with wound complications, we choose to limit our analysis to preoperative and surgical characteristics to have a scoring system that can be utilized without missing variables prior to surgery.[ 29 ]

Existing NSQIP-derived risk scores have shown promise in predicting outcomes within other surgical fields.[ 7 13 ] In the present study, our risk score could classify patients based on the occurrence of ≥1 wound complication with relatively strong performance (AUC unweighted risk score = 0.701, weighted risk score = 0.715). The patients in this study with a risk score of ≥5 encompassed less than 10% of the total number of patients undergoing spine surgery but contained 30% of the wound complications that occurred. This risk score threshold is of clinical importance as those with a score of ≥5 have a mortality rate of 1.2%, average postoperative length of stay of 5 days, and 8% rate of returning to the operating room within 30 days compared to mortality rate of 0.5%, average postoperative length of stay of 3 days, and 3% rate of returning to the operating room within 30 days in those with a score of <5. These findings highlight that a small subset of patients account for a disproportionate amount of surgical complications and are a “high risk” group that may be used for future validation studies.

Although NSQIP-based risk scores have been introduced within many different specialties,[ 26 30 40 ] the field of spine surgery currently lacks a robust scoring system for SSIs or dehiscence. While wound dehiscence and surgical site infections are separate entities, upon multivariate analysis of each individual wound complication we found nearly all associations with preoperative characteristics were overlapping, and previous studies showed similarities in preventative therapies. For example, there is extensive literature on the use of negative pressure wound vacuum-assisted closures (VACs) to prevent infection and dehiscence, including studies on spine surgery.[ 1 24 ] In addition, our results showed no significant associations of CPT codes with wound complications, highlighting the clinical utility of an overall spine surgery risk score applicable to many different spine surgeries. Spine procedures often involve similar surgical approaches, operative spaces, and closures that play an important role in the development of wound complications. Similarly, other studies on specific spine surgeries have identified overlapping perioperative characteristics associated with SSIs and dehiscence.[ 19 26 29 31 35 ] Thus, a risk score for all wound complication has merit in that the preoperative characteristics and potential interventions significantly overlap.

One notable advance of the present study is the rigorous vetting of preoperative data to exclude patients with incomplete datasets and missing variables. The handling of missing data in NSQIP-based studies has come under increased scrutiny and excluding patients with incomplete data entry is expected to address these concerns.[ 14 ] Limitations of this study primarily concern the retrospective nature of the analysis and the corresponding possibility of selection bias. While the NSQIP database provides strength to the study with a large study population, it is limited in some of the characteristics reported. One limitation is NSQIP does not report on postoperative complications occurring after 30 days. Therefore, this analysis and scoring system is limited to 30 days for wound complication prediction, even though other studies have reported wound complications after 30 days as supported by Figure 2 .[ 27 ] In addition, NSQIP is not a spine database and therefore does not report spine-specific variables. Unreported variables not included in this analysis that would be important in relation to wound complications include antibiotics administered, drains used, and other closure methods. While this risk scoring system is not exhaustive, it does provide a method for predicting wound complications within 30 days using a minimal number of variables that will benefit from further validation studies using prospective surgical cohorts.

Future work will be aimed at extending this risk score to include spine-specific variables and outcomes beyond 30 days for a more comprehensive scoring system. Additionally, further validation of this risk score is important by measuring the clinical response of providing preventative interventions for wound complications among identified “high-risk” patients in attempt to implement targeted cost-effective interventions. Such interventions include systemic antibiotics, local intraoperative antibiotics, multimodal preoperative skin preparation, negative pressure wound therapy, more extensive incisional closure (e.g. muscle flap closure), and more extensive postoperative wound care.[ 1 9 12 24 ] For example, the use of intraoperative local vancomycin was found to reduce SSI rates from 6.3% to 0.8% and reduce infection duration by over 18 days in patients undergoing instrumented spine surgery.[ 9 ] Featherall et al. proposed a bundle of 9 interventions to reduced SSIs in spine surgery that lead to a 50% reduction in SSIs and savings of nearly $1000 per patient.[ 12 ] Adogwa et al. showed that negative pressure wound therapy reduced the incidence of wound dehiscence by 50% in thoracolumbar fusions, which is similar to many wounds for other spine surgeries.[ 1 ] Another study of 235 patients who underwent spine surgery showed the use of 2-octyl-cyanoacrylate (Dermabond, Ethicon Inc., Somerville, NJ, USA) reduced the total infection rate to 0.43% compared to the historical control group of 2.2%.[ 39 ] Many of these interventions have shown promise in reducing wound complications particularly in spine surgery. While these interventions are costly to provide to all patients, a risk score may help target these interventions to the most vulnerable patients.

CONCLUSION

This study introduces a novel preoperative risk score for the development of wound dehiscence and SSIs in patients undergoing spinal surgery. The results suggest that a subset of spine surgery patients account for a disproportionate percentage of adverse wound outcomes, suggesting that high-risk patients may be identified before surgery. Further development of this risk score may prove useful for identifying high-risk patients that might benefit from more intensive wound management.

Financial support and sponsorship

Nil.

Conflicts of interest

There are no conflicts of interest.

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