Clinical and radiological profie changes of patients undergoing carotid endarterectomy over 40 years
- Department of Neurosurgery, University of Toyama, Toyama, Japan
- Department of Radiology, University of Toyama, Toyama, Japan
Correspondence Address:
Satoshi Kuroda, Department of Neurosurgery, University of Toyama, Toyama, Japan.
DOI:10.25259/SNI_152_2025
Copyright: © 2025 Surgical Neurology International This is an open-access article distributed under the terms of the Creative Commons Attribution-Non Commercial-Share Alike 4.0 License, which allows others to remix, transform, and build upon the work non-commercially, as long as the author is credited and the new creations are licensed under the identical terms.How to cite this article: Satoshi Kuroda1, Daina Kashiawzaki1, Shusuke Yamamoto1, Kunitaka Maruyama1, Naoki Akioka1, Emiko Hori2, Kyo Noguchi. Clinical and radiological profie changes of patients undergoing carotid endarterectomy over 40 years. 28-Mar-2025;16:113
How to cite this URL: Satoshi Kuroda1, Daina Kashiawzaki1, Shusuke Yamamoto1, Kunitaka Maruyama1, Naoki Akioka1, Emiko Hori2, Kyo Noguchi. Clinical and radiological profie changes of patients undergoing carotid endarterectomy over 40 years. 28-Mar-2025;16:113. Available from: https://surgicalneurologyint.com/?post_type=surgicalint_articles&p=13474
Abstract
BackgroundThis study aimed to explore how clinical and radiological profiles of patients undergoing carotid endarterectomy (CEA) have changed over the past 40 years.
MethodsWe included our three Japanese case series of CEA in the late 1980s (n = 73), the 2000s (n = 142), and the 2010s (n = 108). We precisely compared the patients’ demographics, clinical features, radiological findings, and short- and long-term outcomes among the three cohorts. CEA was performed with general anesthesia, routine use of an internal shunt tube, intraoperative monitoring using somatosensory evoked potential or near-infrared spectroscopy, precise and bloodless manipulation using an operating microscope, and primary closure.
ResultsThe mean age of patients significantly increased from 55 years to 73.6 years during these 40 years (P P P P P
ConclusionThis study demonstrates significant differences in the demographics, radiological findings, and clinical results among patients undergoing CEA over 40 years, probably because of the patient’s lifestyle, advances in imaging techniques, understanding of the pathophysiology, advances in medical therapy, selection criteria of candidates for CEA, and treatment guidelines.
Keywords: Carotid artery stenosis, Carotid endarterectomy, Change, Long-term study, Profile
INTRODUCTION
Carotid plaque occurs from the intima of the carotid arteries and is composed of cholesterol, fatty deposits, and other substances. Carotid plaque can narrow the lumen of carotid arteries, restricting blood flow to the brain. In addition, carotid plaque can be the source of emboli in the retina and brain. Both mechanisms increase the risk of amaurosis fugax, retinal ischemia, transient ischemic attack (TIA), and ischemic stroke.[
On the other hand, carotid artery stenting (CAS) is a minimally invasive alternative to CEA for treating carotid artery stenosis, particularly in high-risk patients. The number of CAS procedures performed worldwide has fluctuated in recent years due to evolving clinical guidelines, advancements in technology, and differing healthcare practices among various countries, with an increasing trend due to aging demographics and the development of a robust healthcare infrastructure.[
Historically, the degree of stenosis was considered the gold standard for determining treatment eligibility in patients with carotid artery stenosis. Specifically, a stenosis of 70% or greater was typically used as the threshold for recommending CEA or CAS.[
Based on these observations, we aimed to explore how clinical and radiological profiles of patients who underwent CEA and the use of imaging in CEA have evolved over the past 40 years because these data were previously limited.
MATERIALS AND METHODS
Patients
In this study, patients were recruited from three case series we have previously reported on clinical results of CEA. The first is a paper written by the first author and published in 1994, which is a case series of 73 sides of 63 patients who underwent CEA, mainly in the late 1980s (1985–1991).[
Candidates for CEA
In the late 1980s, CEA was performed in symptomatic cases with ≥75% carotid stenosis and in asymptomatic cases with ≥80% carotid stenosis; in the 2000s, CEA was performed in symptomatic and asymptomatic cases with ≥70% carotid stenosis; in the 2010s, CEA was performed in symptomatic cases with ≥70% carotid stenosis. In addition, CEA was performed in all symptomatic cases with “unstable” plaque on MRI. In this era, we recommended CAS for asymptomatic patients with ≥70% carotid stenosis, but CEA was indicated in asymptomatic patients with >70% carotid stenosis in whom CAS was considered unsafe or difficult to perform because of patients’ anatomical and general conditions.
Imaging
The diagnosis of cerebral infarction was mainly made by computed tomography (CT) in the late 1980s, but since the 2000s, MRI, especially diffusion-weighted images, has been employed in all cases. In the late 1980s, cerebral angiography was used in all cases, but in the 2000s, cerebral angiography was used in the first half of the decade, and three-dimensional CT angiography was used in the second half.
Since the late 2000s, plaque component was routinely evaluated using a 1.5-T MRI scanner. To characterize the plaque component, the long-axis and axial images of the carotid artery were obtained from the 3D gradient-echo sequence by targeting the area with the highest degree of stenosis. Representative sequence for spin echo T1-weighted images included a field of view, 200 mm/100%; repetition time, 500 msec; echo time, 11 msec; and slice thickness, 4 mm. The signal intensity ratio (SIR) was calculated as the ratio of the signal intensity of carotid plaque to that of the adjacent sternocleidomastoid muscle on T1-weighted images. According to the previous report, when the SIR value was less than 1.2 (iso-intensity), the plaque was considered fibrous; when the SIR value was between 1.2 and 1.5 (relatively high intensity), the plaque was considered lipid-rich or necrotic core (LR/NC). If the SIR value was greater than 1.5 (high intensity), the plaque was considered to be mainly composed of IPH.[
Cerebral hemodynamics were examined in all cohorts using single-photon emission computed tomography (SPECT) to measure resting cerebral blood flow and cerebral vasoreactivity (CVR) to acetazolamide.[
Surgical procedure and perioperative management
In the late 1980s, antiplatelet agents were stopped before surgery, but thereafter, they were not stopped before surgery. Surgical procedures were almost identical through the late 1980s and 2010s. Briefly, CEA was performed under general anesthesia using a T-shaped silicone shunt system (Intermedical Co., Nagoya, Japan).[
Statistical analysis
In this study, a detailed comparison of age, gender, history, comorbidity, carotid artery stenosis, cerebral hemodynamics, perioperative complications, and recurrent cerebrovascular events in the three cohorts was performed. The numerical data were expressed as a mean ± standard deviation. Statistical analysis was performed using a one-factor analysis of variance or Chi-square test as appropriate, with P < 0.05 set as a significant difference.
RESULTS
Clinical diagnoses in the late 1980s included TIA (33%), reversible ischemic neurological deficit (10%), ischemic stroke (48%), and asymptomatic (10%). In the 1990s, however, the patients were diagnosed with TIA (23%), ischemic stroke (67%), and asymptomatic (10%). In the 2010s, the prevalence of TIA further decreased to 10%, while the prevalence of ischemic stroke increased up to 80% (P < 0.01), [
Figure 3:
The prevalence of clinical diagnosis, including transient ischemic attack (TIA), reversible ischemic neurological deficit, ischemic stroke, and asymptomatic in three cohorts undergoing carotid endarterectomy over 40 years. Note a significant increase in the prevalence of TIA but a significant decrease in that of ischemic stroke.
The incidence of comorbidity was compared among the three cohorts. Hypertension and hyperlipidemia significantly increased over 40 years in patients who underwent CEA (P < 0.01 and P < 0.05, respectively). The incidence of coronary artery disease also significantly increased over 40 years (P < 0.01); [
The stenosis degree of the carotid artery was compared among the three cohorts [
In the late 1980s, perioperative complications occurred in 7/73 (9.6%; 95% confidential interval [CI], 6.2–13.0%). There were four cases of ipsilateral ischemic stroke, one case of transient hypoglossal nerve palsy, one case of fulminant hepatitis, and one case of pneumonia. In the 2000s, however, it occurred in 4/142 (3.1%; 95% CI, 1.6-4.5%), including two cases of ipsilateral ischemic stroke and two cases of hoarseness. In addition, another case died of multiorgan failure (mortality rate = 1/142; 0.7%). In the 2010s, it occurred in 8/108 (7.4%; 95% CI, 4.9–9.8%), including ipsilateral ischemic stroke (n = 2), contralateral ischemic stroke (n = 1), hoarseness (n = 1), transient hypoglossal nerve palsy (n = 2), and pneumonia (n = 2). In addition, two cases developed severe post-CEA hyperperfusion and required sedative agents and intratracheal intubation for several days. As a result, the 30-day morbidity and mortality rate was 4/73 (5.5%; 95% CI, 2.8–8.2%), 3/142 (2.1%; 95% CI, 0.9–3.3%), and 3/108 (2.8%; 95% CI, 1.4–4.6%) in the late 1980s, the 2000s, and the 2010s, respectively.
We compared the events that occurred during follow-up periods in each cohort: in the late 1980s cohort, ischemic stroke occurred in 4/73 (5.5%) during an average period of 24.5 months. There were three cases of ipsilateral ischemic stroke and one case of ischemic stroke in the vertebrobasilar artery system. Thus, the risk of recurrent ipsilateral ischemic stroke was 2.0%/year (95% CI, 0.4–3.6%); one patient died of myocardial infarction. The death rate was 0.8%/year (95% CI, −0.2–1.8%). On the other hand, in the 2000s cohort, cerebrovascular events occurred in 12/142 (8.5%) over an average of 38.7 months. Two patients had an ipsilateral ischemic stroke, 5 had a contralateral ischemic stroke, and 4 had an ischemic stroke in the vertebrobasilar artery system; one patient developed intracerebral hemorrhage. Thus, the risk of recurrent ipsilateral stroke was 0.4%/year (95% CI, −0.1–0.9%). In addition, newly identified cardiovascular diseases during the follow-up period included coronary artery disease (n = 6), abdominal aortic aneurysm (n = 2), and induction of hemodialysis due to chronic renal failure (n = 3). Nine patients died during this period, and the causes of death included malignancy (n = 6), stroke (n = 1), and pneumonia (n = 2). The death rate was 2.1%/year (95% CI, 0.9–3.3%). In the 2010s cohort, cerebrovascular events occurred in 5/108 (4.6%) over an average of 60.1 months. One patient had an ipsilateral ischemic stroke, and 4 had contralateral ischemic stroke. Thus, the risk of recurrent ipsilateral stroke was 0.2%/year (95% CI, −0.2–0.6%). In addition, there were newly identified cardiovascular diseases, including coronary artery disease (n = 8), atherosclerosis obliterans (n = 2), and induction of hemodialysis due to chronic renal failure (n = 2). Totally 15 patients died during this period, and the causes of death included malignancy (n = 4), myocardial infarction (n = 4), chronic renal failure (n = 1), pneumonia (n = 2), old age (n = 2), and unknown cause (n = 2). The death rate was 2.2%/year (95% CI, 0.8–3.6%).
DISCUSSION
In this study, three cohorts of patients who underwent CEA from the first author’s experience over 40 years as a resident or surgeon were examined in detail with regard to their clinical and imaging presentations. The results revealed that many changes have occurred over the past 40 years that may not have been noticed in daily practice [
Demographic data
There are very few studies that denoted how the profile of patients eligible for CEA and the use of imaging have evolved over the past 30–40 years. However, over the last several decades, the profile of patients undergoing CEA may have shifted due to improvements in cardiovascular disease management, changes in demographics, selection criteria of candidates for CEA, and clinical guidelines. In this study, therefore, we aimed to highlight the important changes in patient demographics, risk factors, and the use of advanced imaging techniques. First, the patient’s age markedly increased from 55.0 ± 7.3 years to 73.6 ± 6.5 years over the 40 years in this study. In fact, the mean age of 328 symptomatic patients who underwent CEA for severe carotid stenosis in NASCET between 1988 and 1991 was 65 years.[
This study also shows that the patients undergoing CEA now often present with more comorbid conditions such as hypertension and hyperlipidemia. Especially the prevalence of hypertension increased from 71% to 94% over 40 years. The incidence of patients with coronary artery diseases also increased from 16% to 32% over 40 years. As described above, one reason may be the aging of the patients undergoing CEA in recent years. This shift may increase the complexity of surgical procedures and perioperative management for patients undergoing CEA, and thus, we should more carefully select surgical candidates for CEA than before for safe surgery.[
Radiological findings
In this study, the frequency of patients with more than 90% stenosis among those who underwent CEA has decreased over time, while the frequency of patients requiring CEA, even with less than 50% stenosis, has increased. This finding is consistent with the fact that the frequency of patients with reduced CVR has also decreased over time. At the same time, clinical diagnoses have also shown a rapid decrease in the frequency of TIA patients and a rapid increase in the frequency of patients with ischemic stroke over time. As aforementioned, the last few decades have seen significant advances in imaging techniques used to assess the composition of carotid plaque. Nowadays, we can highly predict the vulnerable plaque, including LR/NC and IPH, before surgery. According to recent knowledge, these vulnerable plaques are histologically rich in activated macrophages and fragile, abnormal vessels. Such vessels can easily rupture regardless of the stenosis degree and induce the distal embolism in the retinal and/or intracranial arteries. Therefore, vulnerable plaques are more likely to develop mild to severe ischemic stroke due to the migration of emboli into the retinal and/or intracranial arteries at a less advanced stage of stenosis. Stable plaques, however, consist of fibrous components and rarely rupture. As a result, stable plaques do not develop vascular events until the stenosis becomes severe enough to deteriorate cerebral hemodynamics, which more frequently leads to amaurosis fugax and TIA. These advancements in our knowledge may influence our decision-making process when deciding the candidates for CEA, particularly with respect to identifying vulnerable plaques and assessing stroke risk.[
Taken together, we speculate as follows: in the past, many Japanese patients had fibrous plaques and often developed transient vascular events only when the degree of stenosis was advanced. Over time, however, the frequency of patients with ischemic stroke has increased due to the vulnerable plaques with a high degree of inflammation, and the target population for CEA has shifted to patients with less severe stenosis than before, and finally, the number of patients with normal cerebral hemodynamics has increased. This phenomenon may be related to dietary changes not only in Japan but also in other countries and regions.[
Clinical diagnosis
Clinical diagnosis in patients undergoing CEA has also changed dramatically over the past 40 years. The incidence of TIA decreased while that of ischemic stroke increased. This major change most probably reflects the widespread use of diffusion-weighted images around 2000, which made it easier to detect minute fresh cerebral infarcts that CT/MR could not detect before that time[
Surgical results and outcome
We have been performing CEA for 40 years using a largely consistent technique for generations, including general anesthesia, routine use of an internal shunt tube, intraoperative monitoring using SEP or NIRS, precise and bloodless manipulation using an operating microscope, and primary closure.[
The annual risk of ipsilateral stroke during follow-up periods has also decreased from 2.1% to 0.4% to 0.2% over time. We speculate that recent advancements in medical care may play an important role in decreasing the incidence of subsequent ischemic events. However, vascular events outside the realm of CEA, such as ischemic events in the contralateral carotid and vertebrobasilar artery territories, myocardial infarction, angina pectoris, aortic aneurysm, and chronic renal failure have not been uncommon throughout any era. Therefore, we should more carefully follow up with the patients for a long time after CEA.[
In this study, the plaque composition was not evaluated in all three cohorts because we started to evaluate it with MRI in the late 2000s. Therefore, it is unclear how plaque vulnerability was involved in the occurrence of perioperative morbidity/mortality and cerebrovascular events during follow-up periods over 40 years. However, there is increasing evidence that plaque vulnerability plays a major role in the development of perioperative complications and vascular events after CEA.[
In interpreting the present results, several cautions need to be considered. First, the three cohorts used in the present study are only data from a single institution to which the authors belonged. Second, it should be noted that, unlike drug therapy, it is difficult to standardize the technique and skill level of the surgical team at all institutions, so the results of the present study may not be applicable to every institution. Third, all three cohorts in this study consisted of Japanese patients, and we should be careful when we apply the present results to all racial groups because there are large racial differences in atherosclerotic diseases. Thus, White and Native American populations exhibit higher rates of carotid stenosis than Hispanics, Blacks, and Asians. Of these, Asians demonstrated the lowest prevalence of carotid stenosis among these races. On the other hand, the Caucasian population tended to have more extracranial carotid plaques with vulnerable characteristics than the Chinese.[
Although we have performed CEA over the generations using almost the same techniques as a single-family team, perioperative management has been refined little by little, which may have affected the incidence of perioperative complications. In addition, medical therapies such as antiplatelets, antihypertensive agents, and statins have drastically changed over the past 40 years, which may also have a significant impact on the long-term outcome after CEA. However, these changes are gradual, and it is difficult to clearly delineate and analyze these clinical factors in each of the three cohorts used in this study. Finally, when interpreting these results, we should consider the changes in many factors over about 40 years. These factors include many social and medical factors, including the healthcare systems, the health status of the Japanese population, surgical procedures, perioperative management, and medical treatments. In fact, the mean life expectancy of Japanese males has increased significantly from 75.9 years in 1990 to 81.4 years in 2019. On the other hand, the Japanese medical insurance system has not changed significantly during this period. Therefore, it can be assumed that there was no obvious change in access to health care during this period.
CONCLUSION
This study clearly demonstrated significant differences in the demographics, radiological findings, and clinical results among patients undergoing CEA over 40 years. These observed changes over time may result from multiple factors, including the patients’ lifestyle, advances in imaging techniques, understanding of the pathophysiology, advances in medical therapy, decision-making of candidates for CEA, and treatment guidelines. To validate the present results, we should address the changes in patient background, imaging, and outcomes of CEA over a 30–40-year period in other geographic and racial regions, such as Western countries. In addition, a prospective multicenter study of CEA based on detailed plaque imaging analysis should be conducted.
Ethical approval
The research/study was approved by the Institutional Review Board at Toyama University Hospital, number R2019057, dated August 30, 2019.
Declaration of patient consent
The authors certify that they have obtained all appropriate patient consent.
Financial support and sponsorship
Nil.
Conflicts of interest
There are no conflicts of interest.
Use of artificial intelligence (AI)-assisted technology for manuscript preparation
The authors confirm that there was no use of artificial intelligence (AI)-assisted technology for assisting in the writing or editing of the manuscript and no images were manipulated using AI.
Disclaimer
The views and opinions expressed in this article are those of the authors and do not necessarily reflect the official policy or position of the Journal or its management. The information contained in this article should not be considered to be medical advice; patients should consult their own physicians for advice as to their specific medical needs.
Acknowledgment
The authors express a special thanks to Prof. Hiroyasu Kamiyama, a Visiting Professor University of Toyama, Toyama, Japan, for his long-standing and continuous, passionate mentorship.
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