- Department of Orthopaedic Research, Beaumont Health System, Royal Oak, MI, USA
- Department of Orthopaedic Surgery, Beaumont Health System, Royal Oak, MI, USA
Correspondence Address:
Kevin Baker
Department of Orthopaedic Research, Beaumont Health System, Royal Oak, MI, USA
DOI:10.4103/2152-7806.109449
Copyright: © 2013 Maerz T This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.How to cite this article: Maerz T, Herkowitz H, Baker K. Molecular and genetic advances in the regeneration of the intervertebral disc. Surg Neurol Int 22-Mar-2013;4:
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Abstract
Background:Owing to the debilitating nature of degenerative disc disease (DDD) and other spine pathologies, significant research has been performed with the goal of healing or regenerating the intervertebral disc (IVD). Structural complexity, coupled with low vascularity and cellularity, make IVD regeneration an extremely challenging task.
Methods:Tissue engineering-based strategies utilize three components to enhance tissue regeneration; scaffold materials to guide cell growth, biomolecules to enhance cell migration and differentiation, and cells (autologous, or allogeneic) to initiate the process of tissue formation. Significant advances in IVD regeneration have been made utilizing these tissue engineering strategies.
Results:The current literature demonstrates that members of the transforming growth factor beta (TGF-β) superfamily are efficacious in the regeneration of an anabolic response in the IVD and to facilitate chondrogenic differentiation. Gene therapy, though thwarted by safety concerns and the risk of ectopic transfection, has significant potential for a targeted and sustained regenerative response. Stem cells in combination with injectable, biocompatible, and biodegradable scaffolds in the form of hydrogels can differentiate into de novo IVD tissue and facilitate regeneration of the existing matrix. Therapies that address both anabolism and the inherent catabolic state of the IVD using either direct inhibitors or broad-spectrum inhibitors show extensive promise.
Conclusion:This review article summarizes the genetic and molecular advances that promise to play an integral role in the development of new strategies to combat DDD and promote healing of injured discs.
Keywords: Disc tissue engineering, growth factors, intervertebral disc regeneration, stem cells, scaffolds
INTRODUCTION
The limited regenerative response, biomechanical importance, and structural complexity of the intervertebral disc (IVD) pose significant challenges to both the clinician and researcher in the development of regenerative strategies. Degenerative disc disease (DDD) is the result of adverse loading, dehydration, cellular apoptosis, and an imbalance in tissue anabolism and catabolism. In the setting of DDD, local metabolism favors tissue lysis as manifested by the increased expression of pro-inflammatory cytokines and proteolytic enzymes with a concomitant reduction in matrix anabolism. The presence of catabolic biomolecules that drive this degenerative process not only facilitate tissue degeneration, but they also hinder regenerative efforts.
Rapid advances in our understanding of the biology of the IVD from a genetic and molecular perspective have resulted in several promising methods to facilitate the translation of laboratory-based techniques to clinical disc regeneration. Tissue engineering strategies that employ biomimetic scaffold materials, differentiation-driving bioactive molecules, and multipotent cells to enhance disc regeneration are being developed at a rapid pace. This review compiles and summarizes high-quality basic science studies that employ molecular therapy and tissue engineering-based techniques to aid in regeneration of the IVD. All discussed techniques are summarized in
DISC REGENERATION VIA MORPHOGENS AND MITOGENS
Delivery of exogenous proteins: Growth factors and cytokines
The delivery of exogenous proteins in the form of growth factors and/or cytokines is a promising therapy to address DDD. While a wide variety of bioactive proteins and the associated biologic responses they elicit within the IVD have been studied, the principle behind this therapy remains consistent: Altering cellular metabolism and/or phenotype to increase proliferation, extracellular matrix (ECM) synthesis, cell signaling, and/or to downregulate catabolic and inflammatory processes that perpetuate DDD.
Factors with biologic activity: Mitogens, morphogens, and intracellular mediators
Mitogens, morphogens, and intracellular mediators known to be present during neonatal development of the IVD and factors known to induce differentiation of stem cells toward the IVD phenotype have both been identified as candidate therapeutic factors with pleiotrophic biologic activity. Members of the transforming growth factor beta (TGF-β) superfamily, namely TGF-β1 and TGF-β3 in addition to bone morphogenetic proteins (BMPs), as well as insulin-like growth factor-1 (IGF-1), growth and differentiation factors (GDFs), epidermal growth factor (EGF), platelet-derived growth factor (PDGF), basic fibroblastic growth factor (bFGF), and others, have all been studied in the context of IVD regeneration.
Transforming growth factor beta superfamily; morphogens and biologic mediators of intravertebral disc development
Members of the TGF-β superfamily are morphogens and biologic mediators during neonatal development of the IVD.[
In-vitro study of bone morphogenetic protein-2 for IVD regeneration
BMPs, named after the osteoinductive potential of some of its members, have also been extensively studied in the context of IVD regeneration. Bone morphogenetic protein-2 (BMP-2) and bone morphogenetic protein-7 (BMP-7 or OP-1) are the only human recombinant growth factors approved by the Federal Drug Administration (FDA). Although BMP-2 is an osteoinductive growth factor approved for use in lumbar spine fusion, off-label use is wide-spread, and has been implicated as a potential source of numerous complications.[
In-vivo study of bone morphogenetic protein-2 for IVD regeneration
The regenerative potential of BMPs in the setting of disc regeneration has also been studied with animal models. In an in vivo model of an annular tear, Huang, et al.[
BMP-7 (OP-1) induces similar in vitro effects as BMP-2 in IVD cells
BMP-7 or OP-1 induces similar in vitro effects as BMP-2 by stimulating proliferation, proteoglycan, and collagen synthesis in IVD cells.[
As very high concentrations of BMP-7 were used in these studies, future experimentation is necessary to determine whether less protein/BMP-7 would achieve comparable positive results. Further research should also explore the variable efficacy of BMP-7 treatment in a model using annular puncture versus a model employing chemical digestion (e.g., chondroitinase-ABC injection). This research should also include an assessment of whether a proteinase inhibitor adds a synergistic effect by counteracting catabolic processes.
In vitro and in vivo studies of BMP-14 (GDF-5): Morbidity and questions regarding impact of dosing
Similar to BMP-2 and -7, bone morphogenetic protein-14 (BMP-14), also known as growth and differentiation factor-5 (GDF-5), or cartilage-derived morphogenetic protein-1 (CDMP-1), was initially investigated as an osteoinductive protein for use in spine fusion. BMP-14 is present during precartilaginous mesenchymal condensation and localized in the cartilaginous cores of long bones during embryogenesis and skeletal development.[
In vitro, BMP-14 induces cellular activation and proliferation in primary IVD cells.[
Chujo, et al. demonstrated that primary bovine AF and NP cells cultured in alginate beads and treated with rhGDF-5 exhibited significantly increased DNA content, proteoglycan synthesis, and collagen synthesis.[
More work is needed to ascertain effects of lesser known bone morphogenetic proteins family members
BMP-4
The BMP family has numerous members, which have yet to be investigated in terms of their in vitro, or in vivo regenerative potential for disc regeneration. Although BMP-4 is a stimulator of chondrogenesis, little work has been done to study the specific effect of BMP-4 on the IVD.[
BMP-13
BMP-13, a member of the BMP family with only 50% homology to BMP-2, is highly evolutionarily conserved across mammals (95% +), which suggests an important biologic function. It has been detected in hypertrophic chondrocytes in ossifying long bone centers, but its exact role in the IVD remains unknown.[
Regenerative capacity of mitogenic factors
IGF-1, PDGF, EGF, and bFGF are mitogenic factors of the IVD. While they do not act as chondrogenic factors like the morphogenic molecules previously outlined, they act as “growth factors” by increasing the rate of mitosis. The earliest work with mitogenic molecules in the context of IVD regeneration was performed by Thompson et al. in 1991.[
Although most authors have used mitogenic factors in combination with morphogens in regenerative therapeutic approaches, some studies have used them in isolation. Walsh, et al.[
CELL-BASED REGENERATIVE STRATEGIES
Cell-based strategies for IVD regeneration represent an important family of techniques that are rooted in the hypothesis that scaffolds and growth factors alone are insufficient for the regeneration of tissues. Delivery of exogenous cells to injured tissues has been shown to be effective in a variety of clinical scenarios. In the setting of the IVD, these techniques can be classified by the cell types utilized to effect regeneration, including chondrocytes and fibrochondrocytes from the IVD, notochordal cells (NCs), and mesenchymal stem cells (MSCs).
Mesenchymal stem cells
MSCs are multipotent cells that are capable of migration and homing, as well as differentiation toward chondrocytic, osteoblastic, adipocytic, myofibroblastic, and tenofibroblastic lineages.[
Marrow-derived MSCs differentiate toward a nucleus pulposus-like phenotype
Risbud, et al. demonstrated that marrow-derived MSCs are capable of differentiating toward a NP-like phenotype under the in vitro conditions of hypoxia and exogenous TGF-β1.[
In vivo experimentation demonstrates the promise of marrow-derived mesenchymal stem cells
In vivo experimentation has also demonstrated the promise of marrow-derived MSCs. Transplantation of marrow-derived MSCs into rabbit degenerative discs enhanced glycosaminoglycan (GAG) content and gene-level expression of aggrecan and type II collagen. Hiyama et al. transplanted marrow-derived MSCs into previously nucleotomized discs.[
Multiple niches of mesenchymal stem cells display regenerative properties
There are several other niches of MSCs that display regenerative properties. Utilizing a pellet co-culture of synovium-derived MSCs and NP chondrocytes, Chen, et al. demonstated NP-like differentiation.[
INTERVERTEBRAL DISC-DERIVED CELLS
Cells derived from intervertebral disc respond may halt degeneration and rejuvenate endogenous cells
Cells derived from the IVD have been studied extensively in terms of their response to soluble factors, variable culture conditions and paracrine signaling. In contrast to MSCs, IVD-derived cell therapy focuses on utilizing cells of a committed phenotype to halt the process of degeneration and, in some instances, rejuvenating endogenous cells that have been damaged by aging, or pathology. In 2003, Watanabe, et al. examined a novel technique of “activating” autologous NP cells via co-culture with AF cells and subsequently reinserting them into the degenerate disc.[
Notochordal cells represent a promising cell population for regeneration
NCs represent a promising cell population for regenerative approaches for the IVD. NCs are involved in the formation and development of the IVDs in early life. Early work by Aguiar, et al. demonstrated that coculture of NCs with NP cells resulted in significant increases in proteoglycan content in both a juxtacrine and paracrine fashion.[
ADVANCES IN GENE THERAPY AND DELIVERY
Gene therapy aims to alter the genome of a cell population to elicit a desired molecular effect – generally the increased or decreased production of a gene product to increase/decrease the production of a protein of interest. While the direct administration of recombinant proteins has been shown to be successful, the short half-life of a protein, unknown protein–protein interactions, localized and undesirable thermodynamic phenomena, and cost are all considered disadvantages of this type of therapy.
Altering genotype of cell population, transcription/translation sustains protein synthesis
By altering the genotype of a cell population of interest, gene transcription and translation can be “reprogrammed” to invoke sustained protein synthesis. Diffusion properties of most delivery vehicles containing proteins (e.g., collagen sponge containing BMP-2) cause a burst release followed by a rapid decrease in protein concentration. This burst release, often times over 90% of the total protein in the first 24 hours, can cause protein concentrations to exceed the upper therapeutic threshold, rendering the therapy inefficient. Gene therapy induces a sustained, biomimetic production and release of a protein and can be tailored to adjust the magnitude of total release.
Direct in vivo gene therapy: Direct administration of infecting agent(s) to host
Direct, or in vivo, gene therapy involves the direct administration of the infecting agent into the host.[
Safety concerns and positive results with gene therapy
There are significant safety concerns regarding the clinical in vivo use of gene therapy. Major hurdles to the “safe” in vivo use of gene therapy include ectopic transfection, patient-specific dose responses, immune reactions to viral proteins, and unknown side effects. Following the death of a seemingly healthy patient in a clinical trial of gene therapy for liver disease in 1999,[
Numerous other studies, however, document the safety and efficacy of in vivo gene therapy. Wehling, et al. were the first to employ gene therapy to address IVD degeneration.[
In a later study, Le Maitre, et al. also utilized IL-1Ra gene therapy in attempts to inhibit molecular processes of DDD in vitro.[
In early work, Nishida, et al. delivered adenoviral TGF-β1 into lumbar IVDs of rabbits.[
Adenoviral vectors expressing numerous bone morphogenetic proteins
Zhang, et al. undertook a study to assess the effects of adenoviral vectors expressing numerous BMPs and the transcription factor Sox9 on ECM production of bovine NP cells.[
Sox9 gene delivery in human IVD cells
Sox9 gene delivery has also been studied in human IVD cells. Paul et al. demonstrated that Sox9 gene delivery increased Type II collagen production in primary cells from degenerated IVDs; this finding was duplicated utilizing intradiscal injections of Ad-Sox9 in rabbits.[
Primary human IVD cells respond favorably to adenoviral infection with growth factors
Primary human IVD cells have also been shown to respond favorably to adenoviral infections with TGF-β1, IGF-1, and BMP-2 in another study.[
Treatment of IVD cells with lim mineralization protein-1 causes increased production of proteoglycans both in vitro and in vivo
Yoon et al. demonstrated that adenoviral treatment of IVD cells with LIM Mineralization Protein-1 (LMP-1), an intracellular regulator known to induce the production of BMPs in osteoblasts,[
MULTI-FACETED APPROACHES TO DISC REGENERATION
The three vertices of the tissue engineering triangle include scaffolds, cells, and growth factors. This section of the review will focus on summarizing in vivo studies that describe strategies that are dependent on two or more of the vertices to effect IVD regeneration.
In vivo performance of cell-seeded scaffolds
Scaffolds represent a multi-functional tool in tissue engineering. The scaffold structure provides mechanical support to resist biomechanical loading, while guiding new tissue growth by providing compositional and structural cues to cells. Sato, et al. seeded allogenic AF cells on an atelocollagen scaffold, with a honeycomb morphology.[
HYDROGEL-BASED SCAFFOLDS: A PROMISING METHOD FOR NUCLEUS REGENERATION
Hydrogel-based scaffolds also represent a promising method for nucleus regeneration. These polymers can be synthesized to be responsive to environmental stimuli, and to promote cell attachment. The gel-like consistency also mimics the gelatinous NP. Henriksson et al. showed that human MSC's were more effective in contributing to IVD tissue regeneration when suspended in a peptidic hydrogel (PuraMatrix, BD Biosciences), versus cell culture media.[
In vivo growth factor delivery from scaffolds
In addition to providing a synthetic microenvironment to facilitate cell delivery to the IVD, scaffolds can also be implemented as growth factor delivery systems. Most often, the release kinetics of the growth factor are dependent on the degradation profile of the carrier system. Incorporation of growth factors within polymeric carriers delays proteolysis and also facilitates the sustained and localized release of growth factors, or drugs. Zhang, et al. utilized a polyethylene glycol - poly(lactic-co-glycolic acid) - polyethylene (PEG-PLGA-PEG) thermosensitive gel to deliver simvastatin intradiscally in a rat disc stab injury model.[
ENHANCING DISC REGENERATION BY SLOWING THE DEGENERATIVE PROCESS
Catabolism and anabolism are clearly not in balance in the setting of DDD. Promising therapeutic approaches for IVD regeneration, therefore, include downregulating the expression or directly inhibiting inflammatory and/or catabolic moieties are. In vitro, Kuroki, et al. demonstrated that canine chondrocytes cultured in 3D produced decreased concentrations of MMP-1 and MMP-3 when treated with TIMP-1 and TIMP-2. However, IL-1β-associated matrix degradation was not significantly thwarted, indicating the need to address pathways of degradation not inhibited by TIMP-1 and TIMP-2.[
Proteinase inhibitors utilized in gene therapy-based approaches
Proteinase inhibitors have also been employed in gene therapy-based approaches. Wallach et al. delivered adenovirus TIMP-1 to human primary cells isolated from degenerate IVDs.[
Statins act as intracellular inhibitors of MMP production and enhance BMP-2 mRNA expression
Statins are a class of drugs approved for lowering cholesterol, but their activity as intracellular inhibitors of MMP production make them an attractive therapeutic option in orthopedics. By inhibiting the enzyme 3-hydroxy-3-methyl-glutaryl-CoA reductase (HMG-CoA reductase), MMP transcription is inhibited by downregulating the RhoA/ROCK pathway necessary for MMP production.[
Interestingly, statins have also been shown to increase BMP-2 mRNA in osteoblasts in vitro and cause mature bone formation in vivo.[
Lactoferricin causes increased PG accumulation and downregulated catabolic processes
In a recent study, Kim and coworkers treated bovine NP cells with lactoferricin, an amphiphatic heparin-binding glycoprotein known for its antiviral, antioxidant, antioncologic, and analgesic properties,[
TNFα-stimulated gene product TSG-6 with inter-α-inhibitor downregulate MMP activation
TNFα-stimulated gene product (TSG-6) is a 35 kD glycoprotein known to be involved in the inflammatory cascade. It has been implicated as an early marker of osteoarthritis in mice,[
Other pharmacologics being studied for their impact on IVD regeneration and/or discogenic back pain
Other pharmacologics currently utilized in other diseases have been studied in the context of IVD regeneration and/or discogenic back pain. Etanercept is an approved TNF-α inhibitor used primarily for the treatment of rheumatoid arthritis. Direct injections of TNF-α inhibitor into perispinal tissue constitute a potential therapeutic approach for treating chronic discogenic pain.[
SUMMARY
Many basic science studies, utilizing molecular therapies and tissue-engineering-based strategies, are attempting to regenerate IVDs. Their aim is to treat/reverse DDD, and thereby, devise methods for treating low back pain. Although members of the TGF-β superfamily appear to be the most promising molecules to address the thwarted anabolic processes in DDD, future research should continue to address the catabolic and inflammatory environment of the IVD. The evolution of gene therapy, namely a more extensive knowledge of ectopic transfection, optimizing transfection efficiency, and developing strategies for more localized delivery will play an important role in the future development of IVD regeneration. The continual development of cheap, easily manufactured, biocompatible, and biodegradable scaffolds able to be injected or implanted in the IVD should also be at the forefront of IVD regeneration research. Last, the rapid, intraoperative isolation of MSCs, autologous disc cells, or cartilage progenitor cells to provide cheap and biocompatible cell sources for reimplantation in combination with scaffolds and/or signaling molecules will likely be the most important area of future engineering-based research therapies.
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